83. Memorandum From the Deputy Secretary of State (Dam) to Secretary of State Shultz1

SUBJECT

  • Framework for START

You have discussed with the President the concept of tradeoffs which take into account U.S. advantages in bombers and Soviet advantages in large missiles. The President has now publicly endorsed this idea, and included it in the recent START NSDD.2

Now we need to follow up with a way to implement this approach that is simple, practical, and builds on our present proposal. The approach3 suggested by General Kent is too complex to be the basis for an agreement.

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The attached paper outlines a logical way to proceed. It implements the guidance in the recent START NSDD, and does so in a way that emphasizes simplicity. Additional features could be added, for example, to further discourage land-based MIRV missiles, at a cost of additional complexity.

Larry Eagleburger has reviewed this approach and believes it makes sense. We would like a meeting with you to discuss these ideas.4

I am also giving copies to Jon Howe and Rick Burt for their comments.

Attachment

Paper Prepared in the Department of State5

FRAMEWORK FOR START

The President has recently decided that the United States is prepared to:

—make tradeoffs that take into account U.S. advantages and interests and Soviet advantages and interests, providing each side maximum flexibility consistent with movement toward a more stable balance of forces;

—explore ways to further limit the size and capability of ALCM forces; and

—address the destructive capacity of bombers as well as missiles.

This memorandum outlines a framework for a START agreement that implements these concepts. It would require substantial reductions to equal levels of forces, and discourage destabilizing systems such as large, MIRVed ICBMs. It is based on the current U.S. proposal, but also adopts features of the Soviet proposal.

Consideration of equitable tradeoffs between missile and bomber forces is complicated by substantial differences in speed, in the defenses they face, and in their potential for a first strike. The challenge is to find a formula that allows considerable flexibility in structuring forces, but recognizes these differences and discourages destabilizing systems such as large, MIRVed ICBMs.

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Elements of a START Agreement

—Limit on the total number of missile warheads plus ALCMs.

—Sublimit on missile warheads (e.g., 5,000).

—Constrain destructive capability by limits on the number of heavy and medium missiles and bombers.

—Limit on the total number of strategic missiles and bombers (e.g., 1800).

The combined limit on missile RVs and ALCMs excludes other bomber weapons (short-range missiles and bombs) as part of the compensation for air-defenses and other factors. To ensure that ALCMs are treated in a different manner than missile warheads, there would be a sublimit on missile warheads, and ALCMs would be counted on a two-for-one basis. Such a constraint on ALCM numbers would permit our planned ALCM deployments, and would be consistent with the President’s decision to explore ways to further limit the size and capability of ALCM forces.

The sublimit on missile warheads recognizes the differences between missile warheads and ALCMs, and would prevent Soviet allocation of all of their total to missile warheads. Additional sublimits could be added (e.g. on MIRVed ICBM warheads) to further constrain destabilizing systems, at a cost of increased complexity.

Since equality in warhead numbers does not result in equality in strategic forces if there are gross disparities in warhead size, there must also be constraints on destructive capability. In addition, the President has directed that we consider constraints that address the destructive capacity of bombers. One way to accomplish these objectives would be to expand our collateral constraints on large missiles to include bombers as well. The 110/210 limits in our current position could be raised (e.g., to 150 heavy ICBMs and 400 heavy and medium ICBMs), and a third category added that included bombers (e.g., 550 heavy and medium ICBMs and bombers). Inclusion of bombers would recognize the destructive capability of bombers, and give some flexibility to choose between large missiles and bombers. The U.S. could have a large bomber force and 100 or more M–X missiles; the Soviets could have 400 SS–17/18/19/24 ICBMs (about half their current total) and a smaller bomber force. In order to place meaningful constraints on destructive capability, such indirect limits need to be supplemented with modernization constraints such as the limits in our present position on the warhead weight of new missiles.

The limits on destructive capability will be controversial both within the U.S. Government and with the Soviets. Other alternatives for accomplishing this objective can be explored, such as limits on warhead weight, as well as complex formulas for measuring the destructive capacity of missiles and bombers.

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Finally, while limits on the number of missiles and bombers would add little to the constraints on warheads and destructive capability, and the Scowcroft Commission recommended against low limits, both sides have proposed such limits. The Soviet proposal for a total of 1,800 missiles and bombers is consistent with the approach outlined here, and U.S. acceptance could be a quid-pro-quo for Soviet acceptance of other elements of our proposal.

The approach suggested here would give both sides freedom to choose—within limits—the mix of missile and bomber forces, with additional constraints on destabilizing systems. There is no magic formula. Definition of equitable tradeoffs between missiles and bombers is somewhat arbitrary, and agreement on such tradeoffs will be difficult to achieve both within the U.S. and with the Soviets. As the President has directed, this is a necessary step toward the achievement of significant reductions. There is no prospect that either side will agree to mirror image the other’s forces.

  1. Source: Department of State, Bureau of Arms Control and Disarmament, Lot 01D127, 1969–1990 Subject Records of James P. Timbie, Box 2, Papers for DepSec Ken Dam, 1983–1985. Secret. A stamped notation indicates Shultz saw the memorandum.
  2. See Document 82.
  3. Not further identified.
  4. Shultz drew a downward–facing arrow in the right-hand margin beside the first paragraph of the memorandum pointing down to this paragraph, drew two short vertical lines to the right of this paragraph, and wrote: “Yes G.”
  5. Secret.